Questions and Answers: 166
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NEW QUESTION: 1
In its prospectus, the YourMoney Mutual Fund provides charts and tables of its average annual return over the past year, three years, five years, and ten years. The fund's return has indeed been phenomenal over this time period, beating the S&P 500 Index by at least 15%. The prospectus states that this is because the fund invests in securities that are riskier and that, therefore, an investor can expect the fund to continue earning a return higher than the S&P 500 Index.
Is YourMoney guilty of any security violations?
A. Yes. There is no way the fund could have beaten the S&P 500 Index by at least 15% over the past ten years. The fund is obviously misstating its returns.
B. No. YourMoney properly revealed to prospective investors the fact that its higher than average returns are the result of its investment in riskier securities.
C. Yes. YourMoney is guilty of fraud in claiming that "an investor can expect the fund to continue earning a return higher than the S&P 500 Index." Past performance is no indication of future performance.
D. No. Regulations require only that the mutual fund provide charts and tables of its average annual returns, with a statement comparing the fund performance with a relevant market index. YourMoney has done this and more.
Answer: C
Explanation:
Explanation/Reference:
Explanation: Yes. YourMoney is guilty of fraud in its claim that "an investor can expect the fund to continue earning a return higher than the S&P 500 Index." Past performance is no indication of future performance, and this statement is clearly a misstatement of a material fact. In fact, because the securities the fund invests in are riskier than average, the fund returns can be expected to fall harder than the S&P 500 Index in a market downturn.
NEW QUESTION: 2
You have a computer named Computer1 that runs Windows 10. Computer1 belongs to a workgroup.
You run the following commands on Computer1.
New-LocalUser -Name User1 -NoPassword
Add-LocalGroupMember User -Member User1
What is the effect of the configurations?
A. User1 is prevented from signing in until the user is assigned additional user rights.
B. User1 is prevented from signing in until an administrator manually sets a password for the user.
C. User1 appears on the sign-in screen and can sign in without a password.
D. User1 appears on the sign-in screen and must set a new password on the first sign-in attempts.
Answer: C
Explanation:
References:
https://docs.microsoft.com/en-us/powershell/module/microsoft.powershell.localaccounts/new-localuser?view=powershell-5.1
NEW QUESTION: 3
You can alert IC agents to existing restrictions due to marketing permissions by doing the following:
Note: There are 2 correct answers to this question.
A. You can configure your Identify Account page to display checkboxes that indicate whether or not an account or contact may be addressed with marketing information using a specific phone number, fax number, or e-mail address. The checkboxes are provided as available fields in the UI Configuration Tool.
B. IC managers can use the rule modeler to alert IC agents to restrictions that exist for an account or contact due to marketing permissions. For this purpose, specific entries are available in the rule modeler. For example, IC managers can implement an alert that is displayed whenever an account or contact is confirmed, for which there are restrictions due to marketing permissions in terms of the telephony channel.
C. None of the above
Answer: A,B
NEW QUESTION: 4
When does the OnInsert trigger run on a table?
A. The trigger code is run after the record is inserted into the database.
B. The trigger code is run after the user enters data in every field.
C. The trigger code is run before the record is inserted into the database.
D. The trigger code is run before the user enters data in every field.
Answer: C